What are the new regulatory changes regarding KYC with effect from April 01, 2024?

With effect from April 01, 2024, SEBI has introduced revised KYC norms for mutual fund investors in India. The key changes are:

1. Mandatory KYC Validation

  • Only KYC completed with Aadhaar (validated with UIDAI) and linked with PAN, along with verified email and mobile number, will have the status “KYC Validated.”

  • Investors with this status can invest freely across all AMCs and securities intermediaries.

2. KYC Registered (Non-Aadhaar OVDs)

  • If KYC was done using non-Aadhaar Officially Valid Documents (OVDs), or if Aadhaar is not validated, the status will be “KYC Registered.”

  • Such investors can continue transacting with existing AMCs but cannot invest in new AMCs until their KYC is upgraded to “Validated.”

3. On Hold/Rejected KYC

  • If documents or details are incomplete or unverifiable, the KYC will show as “On Hold” or “Rejected.”

  • No mutual fund transactions are permitted until re-KYC is completed.

4. Removal of Deemed OVDs

  • Utility bills and similar documents are no longer acceptable.

  • Only valid OVDs such as Aadhaar, Passport, Voter ID, or Driving License are permitted.

5. PAN–Aadhaar Linking

  • PAN must be linked with Aadhaar for KYC validation.

  • Exceptions apply only to certain states exempted under law (e.g., Jammu & Kashmir), where other OVDs can be used.

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